Broker Check

Licensed Service Advisor

Financial Para-Planner

CFP Certificant


This position has the responsibility of servicing and administering current clients, jointly with the managing principal.  This person will be required to gather, interpret, process and coordinate financial and investment data in order to assist in developing new client relationships and continue servicing established relationships.

Various daily activities include conducting client investment review meetings, setting up new investment accounts, running analysis reports, preparing and processing paperwork for client accounts, analyzing current accounts, trading investment accounts, communicating with wholesalers on behalf of clients, developing new business opportunities, and assisting with education programs relative to retirement plan participants.

Compensation salary, plus basis


◦ Must have a minimum of two-years experience with investments, qualified    
   retirement plans, long term care, and life insurance.
◦ Must have a Bachelor's degree in business, finance, financial planning, economics
   or accounting.  
◦ Must have FINRA registrations. (6 or 7; 63, 65 or 66)
◦ Indiana Life & Health license must be obtained prior to application.
◦ Excellent verbal, organizational and communication skills required. 
◦ CFP® designation is recommended. Must be working toward CFP if not already attained.

Position requires full-time hours in office, strong presentation skills, professional attire, and the ability to resolve issues effectively. Proficient use of industry-normal software (CRM, MS Office, etc.) is also required. Candidate must be familiar with standard concepts, practices, and procedures within financial services industry.

Position reports directly to the Principal.