Broker Check

Financial Process Specialist

Responsibilities:

This person will be required to gather, interpret, process and coordinate financial and investment data in order to assist in developing new client relationships and continue servicing established relationships.                                                                                       

Various daily activities include setting up new investment accounts, running analysis reports, preparing and processing paperwork for client accounts, analyzing current accounts, trading investment accounts, data gathering, financial planning data management, communicating with wholesalers on behalf of clients, developing new business opportunities, and assisting with education programs.

Additionally, this position’s responsibilities include participating in, coordinating , keeping  records for, and implementing the changes to the CRS investment models as recommended by the CRS investment committee.

This position provides long-term in-depth hands on training, development and foundational knowledge for career development as an advisor. Weekly lunch and learns provide additional on-going product knowledge.

Compensation on a salary basis, and bonus eligible.


Requirements:

◦ Must have a minimum of two-years experience with investments, qualified retirement plans, long term care, and/or life insurance.

◦ Prefer Bachelor's degree in business, finance, financial planning, economics or accounting.  

◦ Prefer candidate who has FINRA registrations. (6 or 7; 63, 65 or 66); must be willing to obtain.

◦ Indiana Life & Health registration must be obtained prior to application.

◦ Excellent verbal, organizational and communication skills required. 

Position requires strong presentation skills, professional attire, and the ability to resolve issues effectively. Proficient use of industry-normal software (CRM, MS Office, etc.). Candidate must be familiar with standard concepts, practices, terminology and procedures within financial services industry.

Position reports to the President & VP.

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Michael D. Fields, CFP® began his financial services career in 1993 upon graduation from college. After experiencing several years as an adviser, manager and trainer he decided to hone his personal passion to create an environment for advisers to grow, optimize and monetize their practice. It is a personal passion to bring to the table all of the resources he can find to allow advisers to spend more time developing and consulting with their investors and less time with the day-to-day business processes.

Our team concept at Comprehensive Retirement Solutions supports internal clients, external clients, affiliated advisors and CRS Tax Solutions. We support these arms of the company by providing research, resources, expanded folio of products, fully functional office in Carmel, IN, support team, marketing support, annual marketing strategic planning, online technical support for sales and service, access to programs for education and development, wealth management resources, sales and support. 

For advisors looking to grow their book of business, as well as assets under management, we encourage you to consider our OSJ. You will be provided with a diverse portfolio of products and services and be backed by a Broker Dealer with commitment to your personal and professional development. Advisors please feel welcome to reach out to Michael D. Fields, CFP®, Principle of Comprehensive Retirement Solutions at [email protected] or 317.844.5100 x11. 

 

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